Best Investors Account Sign in

Katherine M Dahlke

Wells Fargo Clearing Services, LLC

La Crosse, WI

CRD 8064378

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-17
WI RA APPROVED 2026-05-12
  • TX RA
    APPROVED
    Since 2026-08-17
  • WI RA
    APPROVED
    Since 2026-05-12

Branch Locations

2 Copeland Ave 1St Fl, La Crosse, WI 54603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc La Crosse WI 01/2025 Present
University Of Wisconsin - La Crosse La Crosse WI 09/2021 05/2025
Onalaska High School Onalaska WI 09/2017 05/2021
Onalaska Middle School Onalaska WI 09/2014 06/2017
Self - Employment Onalaska WI 09/2014 01/2025
  • 01/2025 → Present
    Wells Fargo Clearing Services, Llc
    La Crosse, WI
  • 09/2021 → 05/2025
    University Of Wisconsin - La Crosse
    La Crosse, WI
  • 09/2017 → 05/2021
    Onalaska High School
    Onalaska, WI
  • 09/2014 → 06/2017
    Onalaska Middle School
    Onalaska, WI
  • 09/2014 → 01/2025
    Self - Employment
    Onalaska, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-12
  • S66 Uniform Combined State Law Examination
    2026-05-12
Other Names
  • Katie M Dahlke

View on SEC IAPD

Nearby Firms

HARBOUR INVESTMENTS, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
PFS INVESTMENTS INC.

Nearby Investors

MARK ARTHUR DAHLKE
CHRISTOPHER MICHAEL GRODE
JOSHUA CALEB FORTUN

Nearby Offices

HARBOUR INVESTMENTS, INC. · LACROSSE, WI
HARBOUR INVESTMENTS, INC. · LA CROSSE, WI
AMERIPRISE FINANCIAL SERVICES, LLC · LA CROSSE, WI

More in La Crosse, WI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor