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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-02-02 |
| OH | RA | APPROVED | 2011-06-24 |
Branch Locations
6184 Muhlhauser Rd Ste A, West Chester, OH 45069 • United States
Cincinnati, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Cincinnati | OH | 03/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | West Chester | OH | 03/2020 | Present |
Outside Employment; BFM & Associates, LLC; Employee Advisor paid via W2; Franchise of Ameriprise Financial Services; 6184 Muhlhauser Rd, , West Chester, OH, 45069; Investment-Related; 03/23/2009; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-03-17 |
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