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Benjamin S Fife

Ep Wealth Advisors

Torrance, CA

Denver, CO

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Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-10
CO RA APPROVED 2024-07-10
  • CA RA
    APPROVED
    Since 2024-07-10
  • CO RA
    APPROVED
    Since 2024-07-10

Branch Locations

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

7800 E Union Ave Suite 520, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Edina MN 02/1994 06/2024
Charles Schwab Bank Edina MN 03/2000 06/2024
Td Ameritrade Inc. Edina MN 03/2000 06/2024
Ep Wealth Advisors, Llc Denver CO 06/2024 Present
  • 02/1994 → 06/2024
    Charles Schwab & Co., Inc.
    Edina, MN
  • 03/2000 → 06/2024
    Charles Schwab Bank
    Edina, MN
  • 03/2000 → 06/2024
    Td Ameritrade Inc.
    Edina, MN
  • 06/2024 → Present
    Ep Wealth Advisors, Llc
    Denver, CO
Previous Registrations
  • 2014-01-09 → 2024-01-10
    Charles Schwab & Co., Inc.
    Woodbury, MN
    Edina, MN
    Omaha, NE
    Edina, MN
    Brookfield, WI
    Naperville, IL
    West Hartford, CT
    Cranberry Township, PA
    Edina, MN
    Schaumburg, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-11
S63 Uniform Securities Agent State Law Examination 1991-08-26
  • S65 Uniform Investment Adviser Law Examination
    1997-02-11
  • S63 Uniform Securities Agent State Law Examination
    1991-08-26
Other Names
  • Benjamin Stuart Fife

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Torrance, CA
SOUTH BAY FINANCIAL PARTNERS · TORRANCE, CA
EP WEALTH ADVISORS · TORRANCE, CA
STRATOS WEALTH PARTNERS, LTD · Torrance, CA
EDWARD JONES · Torrance, CA
AMERIPRISE FINANCIAL SERVICES, LLC · TORRANCE, CA
LPL FINANCIAL LLC · TORRANCE, CA
EDWARD JONES · TORRANCE, CA

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