Michael Jerome Ellison

Current Employers

Employment History

• 03/2011 → 03/2020
  First Allied Securities, Inc.
  San Diego, CA
• 05/2012 → 03/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 03/2020 → Present
  Silver Oak Securities Inc.
  Jackson, TN
• 03/2020 → 11/2020
  Magnate Advisory Services, Llc
  Louisville, KY
• 10/2020 → Present
  Retirement Planning Solutions
  Louisville, KY

Previous Registrations

• 2020-03-03 → 2021-04-29
  Magnate Advisory Services, Llc
  Louisville, KY
• 2012-06-21 → 2020-03-03
  First Allied Advisory Services, Inc.
  Louisville, KY
• 2011-03-02 → 2012-07-02
  First Allied Securities, Inc.
  San Diego, CA
  Louisville, KY
  Little Rock, AR
  Atlanta, GA
  Scottsdale, AZ
• 2008-07-25 → 2011-03-04
  Fsc Securities Corporation
  Louisville, KY

Other Businesses

(1.) MJE Enterprises LLC; Non-Investment Related; 7401 Diehl Ct Louisville, KY 40220; LLC; Owner; Start Date: 11/6/2016; 8 hours devoted monthly; 8 hours devoted monthly during trading hours ; Owner, Real Estate Agent, Broker, and Developer. (2.) RPS Risk Management, LLC; Investment-Related; 3432 Stony Spring Circle, Louisville, KY 40220; LLC; President; Start Date: 6/5/2023; 1 hour devoted monthly; 1 hour devoted monthly during trading hours; Commission Compensation, Overseeing Insurance sales and service. (3.) MJE Enterprise, LLC; Non-Investment Related; 7401 Diehl Ct Louisville, KY 40220; LLC; President; Real Estate Holding Company; Start Date: 2/28/2013; 1 hour devoted monthly; 0 hours devoted during trading hours; No Compensation, MJE owns the office building. (4.) Silver Oak Securities, Inc.; Investment-Related; 403 North Pkwy. #200, Jackson, TN 38305; Broker-Dealer; Investment Adviser Representative; Start Date: 03/2020' 160 hours devoted monthly; 160 hours devoted monthly during trading hours; Commission-based products. (5.) MJELLISON Company Inc,Is Not Investment Related,"3432 Stony Spring Circle, , Louisville, KY, 40220, United States",Equipment Lease,President,8/1/2025,1 hours per month,0 hours per month during trading hours,No Compensation Compensation,Equipment Leasing (6.)"Kovrent, LLC",Is Not Investment Related,"3432 Stony Spring Circle, , Louisville, KY, 40220, United States",Acquisition Research Firm,President,5/15/2026,5 hours per month,0 hours per month during trading hours,No Compensation Compensation,"Looking for practice acquisitions opportunities, RIA and Tax."

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-07-24
• S63 Uniform Securities Agent State Law Examination
  1992-08-26

Other Names

• Mike Ellison