Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-08-10 |
| CA | RA | APPROVED | 1999-04-28 |
Branch Locations
888 Prospect St Stes 301 & 320, La Jolla, CA 92037 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | La Jolla | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | La Jolla | CA | 11/2016 | Present |
LA JOLLA PLAYHOUSE, INV RELATED, LA JOLLA, CA, TREASURER, START: 4/1/2025, 10 HOURS PER MONTH/1 DURING TRADING, DUTIES: ATTENDING MEETINGS, APPROVE BUDGETS, PROJECTIONS, AND BALANCE SHEET FOR LA JOLLA PLAYHOUSE AS A VOLUNTEER BOARD MEMBER, REPORTING ON COMMITTEE ACTIVITIES TO FULL BOARD OF TRUSTEES. LOAN, INV RELATED, CAMBRIDGE, MA, START: 3/2/2020, 0 HRS MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-05 |
Reach out to this advisor