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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-08-17 |
| IA | RA | APPROVED | 1999-01-01 |
Branch Locations
2716 Grand Ave, Des Moines, IA 50312 • United States
Des Moines, IA • United States
Des Moines, IA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Des Moines | IA | 07/2006 | 03/2020 |
| Ameriprise Financial Services, Llc | Des Moines | IA | 03/2020 | Present |
Real Estate Ownership; Commercial; 2716 Grand Ave Des Moines Iowa, ,; ; 12/01/2007. Business Ownership; Wealth Building on Grand LLC; ; Own building to run our financial planning business as reps for Ameriprise Financial; 2716 Grand AveDes Moines Iowa, ,; ; ; 1 to 9 hours per month; / Sterling Investments LLC; ; Rental property; 420 51st StDes Moines IA 50312, ,; ; ; 1 to 9 hours per month; / Gabriel House, LLC; Co-owner; Real Estate; 1701 Pennsylvania ave, , DES MOINES, IA, 50316; Not Investment-Related; 05/13/2024; 1 to 9 hours per month; 0 during trading hours / BARZEN ENTERPRISES, LLC; Co-owner; Manage Ameriprise Business; 2716 grand ave, , des moines , IA, 50312; Investment-Related; 04/06/2021; 1 to 9 hours per month; 0 during trading hours. Outside Employment; barzen enterprises llc; Co-owner; i am a financial advisor for Barzen Enterprises llc and get paid from the llc; 2716 grand ave, , DES MOINES, IA, 50312; Investment-Related; 02/02/2024; 60 hours per month; 60 during trading hours. Other Business Activities; West Side Chamber of Commerce; member, networking; Meet at local business locations of members of the chamber, ,; ; 07/12/2016; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-08-13 |
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