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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-17
IA RA APPROVED 1999-01-01
  • TX RA
    APPROVED_RES
    Since 2017-08-17
  • IA RA
    APPROVED
    Since 1999-01-01

Branch Locations

2716 Grand Ave, Des Moines, IA 50312 • United States

Des Moines, IA • United States

Des Moines, IA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Des Moines IA 07/2006 03/2020
Ameriprise Financial Services, Llc Des Moines IA 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 2716 Grand Ave Des Moines Iowa, ,; ; 12/01/2007. Business Ownership; Wealth Building on Grand LLC; ; Own building to run our financial planning business as reps for Ameriprise Financial; 2716 Grand AveDes Moines Iowa, ,; ; ; 1 to 9 hours per month; / Sterling Investments LLC; ; Rental property; 420 51st StDes Moines IA 50312, ,; ; ; 1 to 9 hours per month; / Gabriel House, LLC; Co-owner; Real Estate; 1701 Pennsylvania ave, , DES MOINES, IA, 50316; Not Investment-Related; 05/13/2024; 1 to 9 hours per month; 0 during trading hours / BARZEN ENTERPRISES, LLC; Co-owner; Manage Ameriprise Business; 2716 grand ave, , des moines , IA, 50312; Investment-Related; 04/06/2021; 1 to 9 hours per month; 0 during trading hours. Outside Employment; barzen enterprises llc; Co-owner; i am a financial advisor for Barzen Enterprises llc and get paid from the llc; 2716 grand ave, , DES MOINES, IA, 50312; Investment-Related; 02/02/2024; 60 hours per month; 60 during trading hours. Other Business Activities; West Side Chamber of Commerce; member, networking; Meet at local business locations of members of the chamber, ,; ; 07/12/2016; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-08-13
  • S63 Uniform Securities Agent State Law Examination
    1991-08-13
Other Names
  • Kristy Kay Bartlett
  • Kristy Ryan
  • Kristy Kay Ryan

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