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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2018-08-07
  • CO RA
    APPROVED
    Since 2018-08-07

Branch Locations

2400 28Th Street Suite 200, Boulder, CO 80301-1241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Boulder CO 08/2011 Present
Patrick Smith Insurance Agency Boulder CO 08/2011 Present
State Farm Investment Management Corp. Boulder CO 08/2018 Present
  • 08/2011 → Present
    State Farm Vp Management Corp.
    Boulder, CO
  • 08/2011 → Present
    Patrick Smith Insurance Agency
    Boulder, CO
  • 08/2018 → Present
    Boulder, CO
Previous Registrations
  • 2004-09-08 → 2005-12-05
    Wells Fargo Investments, Llc
    Arvada , CO
Other Businesses

1) Metropolitan State College; Non-Investment-Related; Campus Box 78, PO Box 173362, Denver, CO 80217; Business Management; Employee; 8/1/1990; 16; 0; Part-time management faculty. 2) P&S Entertainment, LLC, DBA P&S Enterprises; Non-Investment-Related; 499 Parkview Avenue, Golden, CO 80401; Travel; Owner; 7/1/2006; 1; 0; No other duties. 3) Highland Rescue Team Ambulance District; Non-Investment-Related; 317 S Lookout Mtn Rd., Golden, CO 80401; Foundation Board; Director; 8/1/2017; 1; 0; Control of checkbook, facilitate training. 4) St Bernadette Parish; non-investment-related; 7240 w 12th Ave, Lakewood, CO 80214; membership/Civic/Fraternal Organization; deacon; 7/1/2021; 12; 0; none. 5) Patrick Smith's Insurance Agency; Insurance Agency; Investment-related; 2400 28th St Ste 200 Boulder, CO 80301-1241; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 08/01/2011; 80; 80; Service customers and supervise employees 6) Archdiocese of Denver Mortuary; non-investment-related; 12801 W 44th Ave, Wheat Ridge, CO 80033; Membership/Civic/Fraternal Organization; 7/11/2022;1; 0; none 7) Patrick Smith - Property#1 (personally held real estate); Non-Investment-Related; 1505 n 25th St #200 Harlingen, TX 78550; Other; Owner; None; 01/06/2025; 0; 0; Personally Held Real Estate 8) Patrick Smith - Property#2 (personally held real estate); Non-Investment Related; 6855 w 84th way #28 Arvada, CO 80003; Other; Owner; None; 01/06/2025; 0; 0; Personally Held Real Estate

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-07-02
S66 Uniform Combined State Law Examination 2004-07-20
  • S63 Uniform Securities Agent State Law Examination
    2013-07-02
  • S66 Uniform Combined State Law Examination
    2004-07-20
Designations
Other Names
  • Pat Smith
  • Patrick J Smith

View on SEC IAPD

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