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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2014-02-28 |
Branch Locations
10850 E. Traverse Hwy Suite 3350, Traverse City, MI 49684 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hightower Securities, Llc | Traverse City | MI | 02/2009 | Present |
| Hightower Advisors, Llc | Traverse City | MI | 02/2009 | Present |
KB Group & Midwest Storage 756 Prin Meadow Lane St. Louis, MO 61314. Date OBA will begin: 2/28/18; expected duration: 10 yrs; description: management company for storage facilities; role: managing partner; approx hours per month devoted to oba: 12; during trading hrs: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-22 |
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