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437 Newman Springs Road, Lincroft, NJ 07738 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2016-11-28 |
Branch Locations
2305 Hurstbourn Village Drive Suite 700, Louisville, KY 40299 • United States
437 Newman Springs Road, Lincroft, NJ 07738 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Quantum Financial Consultants, Llc | Louisville | KY | 06/2010 | 02/2017 |
| Independent Financial Group Llc | Louisville | KY | 08/2014 | 11/2016 |
| Pensionmark Financial Group Dba Quantum Financial Consultants | Santa Barbara | CA | 11/2016 | Present |
| Capfinancial Securities, Llc | Raleigh | NC | 11/2016 | 09/2017 |
| Pensionmark Securities, Llc | Louisville | KY | 09/2017 | Present |
| World Investments, Inc. | Louisville | KY | 10/2025 | Present |
(1) CEN PROPERTIES, LLC; NON INVESTMENT RELATED; 2305 HURSBOURNE VILLAGE DRIVE, STE 700, LOUISVILLE, KY 40299; PROPERTY MANAGEMENT; MEMBER; 2/2006; 1 HOUR/MONTH; 0 HOURS/MONTH; MANAGE PROPERTY (2) ASH BROKERAGE; NON-INVESTMENT RELATED; 888 S. HARRISON ST., SUITE 900, FORT WAYNE, IN 46802; AGENT; 1/2014; 2 HOURS/MONTH; 2 HOURS/MONTH; MARKETING AND SALES OF FIXED INSURANCE BUSINESS (3) Quantum Financial Consultants, LLC; Investment-Related; 2305 Hurstborne Village Drive, Suite 700, Louisville, KY 40299; LLC formed for tax purposes only; Owner; 2/1/2006; 4 hours per month; 4 hours during trading hours; LLC formed for tax purposes only as it relates to my advisory business and is not being held out to the public. (4) Non-Variable Insurance; Investment Related; 2305 Hurstborne Village Drive, Suite 700, Louisville, KY 40299; Non-Variable Insurance and Annuities; Insurance Agent; 9/1/2017; 4 hours per month; 4 hours during trading hours; Sales and service of non-variable insurance and annuities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-10 |
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