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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Los Angeles | CA | 10/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | 05/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 05/2023 | Present |
| Bank Of America, N.A. | Pasadena | CA | 07/2023 | Present |
I*3313291, Entity Type: Entity Charitable, Name of OBA: The Firebrand Foundation, Address: Sherman Oaks, California, 91403, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 12/17/2025, No Hours: 4 Monthly, No Hours during Trading: 0 Monthly, Duties: Serve as president of the board of directors, They are a steward of philanthropic resources to incubate initiatives in education, wellness and career readiness that reimagine systems and expands pathways for k-12 learners, Opportunity Youth and the adults who support them
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-05 |
| S65 | Uniform Investment Adviser Law Examination | 1993-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-05 |
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