Kathleen Ann Stovel

Current Employers

Employment History

• 09/2014 → 04/2022
  Voya Financial Advisors
  Los Angeles, CA
• 04/2022 → 12/2024
  Mml Investors Services, Llc
  Los Angeles, CA
• 04/2022 → 12/2024
  Massmutual Life Insurance Company
  Los Angeles, CA
• 12/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 12/2024 → Present
  Sovran Advisors, Llc
  Pasadena, CA

Previous Registrations

• 2022-05-09 → 2024-12-20
  Mml Investors Services, Llc
  Los Angeles, CA
  Los Angeles, CA
• 2011-01-03 → 2022-04-27
  Voya Financial Advisors, Inc.
  Los Angeles, CA
  Redlands, CA
  Irvine, CA
  Redlands, CA
  Los Angeles, CA
• 2003-07-02 → 2011-01-03
  Voya Financial Partners, Llc
  Redlands, CA
  Los Angeles, CA
  Los Angeles, CA
  Glendale, CA

Other Businesses

1. NAME OF OTHER BUSINESS: SOVRAN ADVISORS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE START DATE: 12/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 09/1991, APX NUMBER OF HOURS PER WEEK: 15, APX NUMBER OF HOURS DURING TRADING HOURS: 15, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-06-21
• S63 Uniform Securities Agent State Law Examination
  1991-07-16

Other Names

• Kathleen Ann Stovell
• Kathleen Ann Winokur
• Kathleen Ann Welch
• Kathleen Ann Winokur