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Current Employers
Independent Wealth Management, Llc

236 1/2 E. Front St, Traverse City, MI 49684 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-05
FL RA APPROVED 2016-06-06
MI RA APPROVED 2011-01-18
  • TX RA
    APPROVED
    Since 2024-09-05
  • FL RA
    APPROVED
    Since 2016-06-06
  • MI RA
    APPROVED
    Since 2011-01-18

Branch Locations

236 1/2 E. Front St, Traverse City, MI 49684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Wealth Management, Llc Traverse City MI 01/2009 Present
Hackney Financial Services, Llc Traverse City MI 01/1997 Present
Previous Registrations
  • 2010-03-04 → 2010-12-31
    Traverse City, MI
  • 1999-02-08 → 2009-12-31
    National Planning Corporation
    Los Angeles, CA
    Traverse City, MI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-06-01
  • S63 Uniform Securities Agent State Law Examination
    1991-06-01
Designations

View on SEC IAPD

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