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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-11-20 |
| TX | RA | APPROVED | 2023-11-16 |
Branch Locations
19 Center St, Chatham, NJ 07928 • United States
2385 Nw Executive Center Dr Ste 260 [Satellite], Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Boca Raton | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Boca Raton | FL | 11/2016 | 11/2023 |
| Wells Fargo Advisors Financial Network, Llc | Boca Raton | FL | 11/2023 | Present |
POWER OF ATTORNEY FOR MOTHER; INVESTMENT RELATED; BOCA RATON, FL; START DATE 7/2013; 10 HRS PER MONTH; 0 HRS DURING TRADING. POWER OF ATTORNEY FOR FATHER; INVESTMENT RELATED; BOCA RATON, FL; START DATE 7/2013; 10 HRS PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR FATHER'S TRUST; INVESTMENT RELATED; BOCA RATON, FL; START DATE 8/2013; 4 HRS PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR MOTHER'S TRUST; INV. RELATED; BOCA RATON, FL; START DATE 8/6/2013; 4 HRS PER MONTH; 0 HRS DURING TRADING. RASCO CAPITAL MANAGEMENT, LLC, INVT RELATED, BOCA RATON, FL, 100% OWNERSHIP, START DATE 11/17/2023, 160 HRS PER MONTH AND DURING TRADING, TRANSITIONING TO FINET.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-11-11 |
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