Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-07-21 |
| NJ | RA | APPROVED | 2021-07-21 |
| VT | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Hamden | CT | 11/2013 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Hamden | CT | 11/2013 | 07/2021 |
| Joseph P Mcdonagh, Clu | Hamden | CT | 03/1990 | Present |
| Hamden Regional Chamber Of Commerce | Hamden | CT | 09/2014 | Present |
| Lpl Financial Llc | Hamden | CT | 07/2021 | Present |
1. 8/13/2021 - Waddell & Reed - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/22/2021 - 150 Hours Per Month During Securities Trading. 2. 09/01/2022 - Town of Hamden - Not Investment Related - 1908 Whitney Avenue, Hamden CT 06518 - Outside/W-2 Employment - Election Worker - Start Date - 11/08/2022 - 14 Hours Per Month/8 Hours During Securities Trading. 3. 11/22/2022 - Town of Hamden - Not Investment Related - 1908 Whitney Avenue, Hamden CT 06517 - Other - Election Day Worker - election day worker - Start Date - 11/08/2022 - 14 Hours Per Month/8 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-29 |
Reach out to this advisor