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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-08
  • NY RA
    APPROVED
    Since 2023-10-08

Branch Locations

623 Loudon Road Br#3, Latham, NY 12110 • United States

Graney& King, Llc

623 New Loudon Road, Latham, NY 12110 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-25
  • NY RA
    APPROVED
    Since 2021-06-25

Branch Locations

623 New Loudon Road, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) Latham NY 07/1998 Present
Graney & King, Llc Latham NY 07/1998 Present
  • 07/1998 → Present
    Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)
    Latham, NY
  • 07/1998 → Present
    Graney & King, Llc
    Latham, NY
Other Businesses

(1) 11/17/1999: Graney & King, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (2) 1/12/2007: Graney & King, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 1% - Fixed Fees for Financial Planning. (3) 5/23/2012: NYLTCB - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 2% - Offer Clients LTC Policies. (4) 1/15/2015: 10 Cent Hill, LLC - Investment Related - 10 Century Hill Drive, Latham, NY 12110 - Real Estate Rental - Started 04/17/14 - 1 Hours Per Month/0 Hours During Securities Trading - Owner of commercial rental property. (5) 3/3/2021 - No Business Name - Investment Related - Ocean Beach, NY - Real Estate Rental - Start Date: 6/1/2018 - 0 Hours Per Month/0 Hours During Securities Trading - Beach property rented 4 weeks a year. (6) 10/03/2023 - Real Estate Rental - Owner - Investment Related - Ocean Beach, NY - Start Date 06/01/2018 - 0 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-05-30
  • S63 Uniform Securities Agent State Law Examination
    1991-05-30
Designations
Other Names
  • Tim Graney

View on SEC IAPD

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