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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-10-08 |
Branch Locations
623 New Loudon Road, Latham, NY 12110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-25 |
Branch Locations
623 New Loudon Road, Latham, NY 12110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) | Latham | NY | 07/1998 | Present |
| Graney & King, Llc | Latham | NY | 07/1998 | Present |
(1) 11/17/1999: Graney & King, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (2) 1/12/2007: Graney & King, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 1% - Fixed Fees for Financial Planning. (3) 5/23/2012: NYLTCB - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 2% - Offer Clients LTC Policies. (4) 1/15/2015: 10 Cent Hill, LLC - Investment Related - 10 Century Hill Drive, Latham, NY 12110 - Real Estate Rental - Started 04/17/14 - 1 Hours Per Month/0 Hours During Securities Trading - Owner of commercial rental property. (5) 3/3/2021 - No Business Name - Investment Related - Ocean Beach, NY - Real Estate Rental - Start Date: 6/1/2018 - 0 Hours Per Month/0 Hours During Securities Trading - Beach property rented 4 weeks a year. (6) 10/03/2023 - Real Estate Rental - Owner - Investment Related - Ocean Beach, NY - Start Date 06/01/2018 - 0 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-05-30 |
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