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Samuel Chapman Maxwell

Focus Partners Wealth, LLC

Kirkland, WA

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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-07-01
  • WA RA
    APPROVED
    Since 2025-07-01

Branch Locations

5110 Carillon Point, Kirkland, WA 98033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Seattle WA 01/2008 04/2017
Executive Wealth Group, Llc Kirkland WA 04/2017 05/2024
Bordeaux Wealth Advisors Kirkland WA 05/2024 Present
Focus Partners Wealth, Llc Boston MA 07/2025 Present
  • 01/2008 → 04/2017
    Morgan Stanley Smith Barney
    Seattle, WA
  • 04/2017 → 05/2024
    Executive Wealth Group, Llc
    Kirkland, WA
  • 05/2024 → Present
    Bordeaux Wealth Advisors
    Kirkland, WA
  • 07/2025 → Present
    Focus Partners Wealth, Llc
    Boston, MA
Previous Registrations
  • 2024-05-01 → 2025-10-03
    Bordeaux Wealth Advisors
    Kirkland, WA
  • 2017-04-10 → 2024-06-18
    Executive Wealth Group, Llc
    Kirkland, WA
  • 2009-06-01 → 2017-04-11
    Morgan Stanley
    Seattle, WA
  • 2008-01-14 → 2009-06-01
    Morgan Stanley & Co. Llc
    Seattle, WA
  • 1996-07-16 → 2008-01-17
    Rbc Capital Markets, Llc
    Seattle, WA
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-08-18
S63 Uniform Securities Agent State Law Examination 1991-05-31
  • S65 Uniform Investment Adviser Law Examination
    1992-08-18
  • S63 Uniform Securities Agent State Law Examination
    1991-05-31
Other Names
  • Sam Maxwell
  • Samuel Chapman Iii Maxwell

View on SEC IAPD

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