Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-06-18 |
| CA | RA | APPROVED | 2019-06-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tdameritrade Inc | Honolulu | HI | 12/2012 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | La Jolla | CA | 06/2019 | Present |
| Bank Of America, N.A. | La Jolla | CA | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-30 |
Reach out to this advisor