Carol Lynn Iannessa

Current Employers

Employment History

• 05/2009 → 03/2017
  Commonwealth Financial Network
  Waltham, MA
• 03/2017 → Present
  Heritage Wealth Management Group, Llc
  Moon Township, PA
• 03/2017 → 04/2022
  Raymond James Financial Services, Inc.
  Moon Township, PA
• 03/2017 → 04/2022
  Raymond James Financial Services Advisors, Inc.
  Moon Township, PA
• 03/2017 → Present
  Get Rip'D With Carol
  Aliquippa, PA
• 03/2017 → 07/2019
  Carol Ianessa
  Aliquippa, PA
• 03/2017 → Present
  Carol L. Iannessa
  Moon Township, PA
• 03/2017 → Present
  Carol Iannessa Llc
  Moon Township, PA
• 05/2022 → Present
  Lpl Finaical Llc
  Moon Township, PA
• 05/2022 → Present
  Global Retirement Partners, Llc
  San Rafael, CA

Previous Registrations

• 2017-03-23 → 2022-05-10
  Raymond James Financial Services Advisors, Inc
  Moon Township, PA
• 2010-07-21 → 2017-03-01
  Commonwealth Financial Network
  Moon Township, PA
• 2001-12-27 → 2007-03-09
  D.B. Root & Company, Inc.
  Pittsburgh, PA
• 2003-03-19 → 2003-12-31
  Nexus Financial Network, Llc
  Pittsburgh, PA

Other Businesses

1- 5/2022- DBA for LPL Business (entity for LPL business) / HUB Retirement and Wealth Management / Investment Related / Moon Township, PA 2- 5/2022 - DBA for LPL Business (entity for LPL business) / Heritage Wealth Management Group, LLC / Investment Related / Moon Township, PA - start date 2/1/2008 3- 5/2022- Get Rip'd with Carol- Fitness Instructor- non-inv. related- Aliquippa, PA - start date 4/2014 4- 5/2022- Your Best Life Financial- DBA for LPL Business (entity for LPL business)- inv. related- 500 Commerce Drive, Suite 100, Moon Twp, PA 5- 5/2022 / Outside/W-2 Employment / HUB International /Financial Advisor- Inv. related / 160 Hrs/mth / Moon Township, PA 6- 5/2022- Carol Iannessa LLC- Business Entity For Tax/Investment Purposes Only- owner- non-inv. related- Aliquippa, PA- start date 1/1/2017- 1hr/mth 7- 05/11/2022 - Global Retirement Partners - DBA: Heritage Wealth Management Group, LLC. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR/Advisor - Start Date - 2/1/2008 - 165 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 95% 8- 05/11/2022 - Heritage Wealth Management Group, a division of HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 2/1/2008 - 165 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 95% 9- 05/11/2022 - Global Retirement Partners - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR/Advisor - Start Date - 04/13/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 800% 10- 05/11/2022 - Global Retirement Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid- IAR/Advisor - Start Date - 04/13/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Global Retirement Partners, LLC, an independent investment advisor firm. I started this business activity in 4/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 11- 05/02/2022 - Foster Care to Adoption - Investment Related - Home Based - Act in a Fiduciary Capacity - Adoptive Parent - Start Date: 4/21/2022- 0 Hours Per Month/0 Hours During Securities Trading - Time Spent 70% 12- 12/19/2024 - Simplicity Group - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 12/19/2024 - 6 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-09-01
• S63 Uniform Securities Agent State Law Examination
  1992-04-08