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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-01-25
OH RA APPROVED 2011-01-20
  • TX RA
    APPROVED_RES
    Since 2011-01-25
  • OH RA
    APPROVED
    Since 2011-01-20

Branch Locations

5942 Renaissance Place Suite A, Toledo, OH 43623 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Toledo OH 01/2011 03/2020
Ameriprise Financial Services, Llc Toledo OH 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; south side dg; Owner; Retail; 4632 beaconsfield ct., , toledo, OH, 43623; Not Investment-Related; 09/03/2013; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-10
S63 Uniform Securities Agent State Law Examination 1993-02-03
  • S65 Uniform Investment Adviser Law Examination
    1995-07-10
  • S63 Uniform Securities Agent State Law Examination
    1993-02-03
Other Names
  • Mark S Kruse
  • Mark Kruse

View on SEC IAPD

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