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Edward Phillip Gordon

Ameriprise Financial Services, LLC

Deerfield, IL

Highland Park, IL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-01-14
  • IL RA
    APPROVED
    Since 2022-01-14

Branch Locations

540 Lake Cook Rd Ste 450, Deerfield, IL 60015-5829 • United States

Highland Park, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Deerfield IL 11/2013 11/2016
Wells Fargo Clearing Services, Llc Deerfield IL 11/2016 01/2022
Ameriprise Financial Services, Llc Deerfield IL 01/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-08
S63 Uniform Securities Agent State Law Examination 1991-02-22
  • S65 Uniform Investment Adviser Law Examination
    2001-02-08
  • S63 Uniform Securities Agent State Law Examination
    1991-02-22
Other Names
  • Edward Phillip Gordon
  • Edward P Gordon
  • Ed Gordon
  • Edward Gordon

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Deerfield, IL
CAPITAL RESOURCE MANAGEMENT,INC. · DEERFIELD, IL
ROBERTS, GLORE & CO. · DEERFIELD, IL
PICKWICK WEALTH MANAGEMENT · DEERFIELD, IL
OSAIC WEALTH, INC. · DEERFIELD, IL
WAVERLY ADVISORS, LLC · Deerfield, IL
LPL FINANCIAL LLC · Deerfield, IL
NADLER FINANCIAL GROUP, INC. · DEERFIELD, IL

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