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Mickey J Hunter

LPl Financial LLC

Garden City, KS

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-03-28
KS RA APPROVED 2008-09-11
  • TX RA
    APPROVED_RES
    Since 2013-03-28
  • KS RA
    APPROVED
    Since 2008-09-11

Branch Locations

1807 East Mary St, Ste 2, Garden City, KS 67846 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Garden City KS 09/2008 Present
Previous Registrations
  • 2004-02-23 → 2008-09-02
    Banc Of America Investment Services, Inc.
    Overland Park, KS
    Dodge City, KS
    Liberal, KS
    Garden City, KS
  • 2002-10-01 → 2004-03-09
    Pruco Securities, Llc.
    Garden City, KS
Other Businesses

1. 10/17/2013: DBA ONLY - FINANCIAL FOOTNOTES - GARDEN CITY, KS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-28
S63 Uniform Securities Agent State Law Examination 1990-10-05
  • S65 Uniform Investment Adviser Law Examination
    2002-06-28
  • S63 Uniform Securities Agent State Law Examination
    1990-10-05
Other Names
  • Mick Hunter

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
LPL ENTERPRISE, LLC
KESTRA ADVISORY SERVICES, LLC
OSAIC WEALTH, INC.
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PINION WEALTH MANAGEMENT, LLC

Other Investors

RENEE LEE CRITTENDEN
GRANT STEVEN ELPERS
KYLE ALAN HERRMAN
RICHARD DIXON MCNAUGHT
Trey Fankhouser
JAMES MICHAEL HILL
DIANA LYNNE FARR
Travis Matthew Neidig

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · GARDEN CITY, KS
LPL ENTERPRISE, LLC · GARDEN CITY, KS
KESTRA ADVISORY SERVICES, LLC · Garden City, KS
OSAIC WEALTH, INC. · GARDEN CITY, KS
EDWARD JONES · GARDEN CITY, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Garden City, KS
LPL ENTERPRISE, LLC · GARDEN CITY, KS
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · GARDEN CITY, KS

More in Garden City, KS

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