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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-08-06
KS RA APPROVED 2023-05-01
TX RA APPROVED 2023-05-01
  • OK RA
    APPROVED
    Since 2026-08-06
  • KS RA
    APPROVED
    Since 2023-05-01
  • TX RA
    APPROVED
    Since 2023-05-01

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

112 W Pine St, Garden City, KS 67846 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Garden City KS 11/2012 05/2023
Independent Financial Partners Garden City KS 11/2012 04/2019
Cornerstone Wealth Management, Llc Garden City MO 03/2019 05/2023
Kestra Investment Services Llc Garden City KS 05/2023 Present
Kestra Advisory Services Llc Garden City KS 05/2023 Present
Previous Registrations
  • 2019-03-22 → 2023-05-01
    Garden City, KS
    Des Peres, MO
  • 2012-11-08 → 2019-05-02
    Garden City, KS
    Garden City, KS
  • 2015-10-14 → 2015-10-20
    Garden City, KS
    Tampa, FL
    Garden City, KS
    Cascade, CO
  • 2005-12-19 → 2012-11-07
    Intl Advisory Consultants Inc.
    Birmingham, AL
  • 2004-01-23 → 2004-02-27
    Sterne, Agee & Leach, Inc.
    Garden City, KS
  • 1997-07-01 → 2003-07-21
    Waddell & Reed
    Hays, KS
Other Businesses

Name: HILL WEALTH MANAGEMENT POSITION: none NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 04/20/2023 ADDRESS: 112 W Pine St, Garden City KS 67846, United States DESCRIPTION: Managing clients investments Giving retirement advise Name: KESTRA ADVISORY SERVICES LLC POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 04/20/2023 ADDRESS: 5707 SW Parkway, Building 2 suite 400, Austin TX 78735, United States DESCRIPTION: Managing client investments giving retirement advise Name: HILL WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 04/20/2023 ADDRESS: 112 W Pine St, Garden City KS 67846, United States DESCRIPTION: Managing clients investments Giving retirement advise

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-09
S63 Uniform Securities Agent State Law Examination 1996-02-08
  • S65 Uniform Investment Adviser Law Examination
    1999-12-09
  • S63 Uniform Securities Agent State Law Examination
    1996-02-08

View on SEC IAPD

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