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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-31
KS RA APPROVED 2018-11-02
  • TX RA
    APPROVED_RES
    Since 2019-07-31
  • KS RA
    APPROVED
    Since 2018-11-02

Branch Locations

502 North 7Th Street Suite B, Garden City, KS 67846 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Avenues Inc Garden City KS 10/2000 Present
Signator Investors, Inc. Garden City KS 05/2016 11/2018
Osaic Wealth Inc. Garden City KS 11/2018 Present
  • 10/2000 → Present
    Financial Avenues Inc
    Garden City, KS
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Garden City, KS
  • 11/2018 → Present
    Garden City, KS
Previous Registrations
  • 2016-05-13 → 2018-11-02
    Signator Investors, Inc.
    Cedar Rapids, IA
    Garden City, KS
  • 2006-08-15 → 2016-05-13
    Cedar Rapids, IA
    Garden City, KS
    Rochester, MN
    Garden City, KS
Other Businesses

1) FINANICAL AVENUES, GARDEN CITY, KS 67846. PRESIDENT, INS SALES & INVESTMENT PRODUCTS, APPROX 140HRS/MO. STARTED 11/1999 2) FARR RENTALS INC. POSITION: President NATURE: Sub S Corp INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1990 ADDRESS: 502 Nth 7th Suite A, Garden City KS 67846, United States DESCRIPTION: Oversee Financials, make purchase decisions, payroll and rental management and ownership

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-27
S63 Uniform Securities Agent State Law Examination 2001-03-08
  • S65 Uniform Investment Adviser Law Examination
    2006-07-27
  • S63 Uniform Securities Agent State Law Examination
    2001-03-08
Other Names
  • Dianna Lynne Farr

View on SEC IAPD

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