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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2016-10-26
TX RA APPROVED 2016-10-26
  • KS RA
    APPROVED
    Since 2016-10-26
  • TX RA
    APPROVED
    Since 2016-10-26

Branch Locations

805 N Main St Ste 3, Garden City, KS 67846 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commerce Brokerage Services, Inc. Garden City KS 07/2003 10/2016
Commerce Bank Garden City KS 07/2003 10/2016
Wells Fargo Advisors, Llc Garden City KS 10/2016 11/2016
Wells Fargo Clearing Services, Llc Garden City KS 11/2016 Present
  • 07/2003 → 10/2016
    Commerce Brokerage Services, Inc.
    Garden City, KS
  • 07/2003 → 10/2016
    Commerce Bank
    Garden City, KS
  • 10/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Garden City, KS
  • 11/2016 → Present
    Garden City, KS
Previous Registrations
  • 2003-08-13 → 2016-10-26
    Commerce Brokerage Services, Inc.
    St. Louis, MO
    Garden City, KS
    St Louis, MO
    Kansas City, MO
    St. Louis, MO
  • 2000-08-28 → 2003-07-11
    Main Street Advisors, Llc
    Hays, KS
Other Businesses

OIL AND WELL LEASE; CHS MCPHERSON REFINERY, INC; NOT INV RELATED; MCPHERSON, KS; .026% OWNERSHIP WITH SPOUSE; START: 1/1/98; 0 HRS/MO; 0 DURING TRADING.| H & H ACRES, LLC; INV RELATED; GARDEN CITY, KS; AGRICULTURAL BUSINESS; 1% OWNERSHIP; START DATE 06/13/2025; 20 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-07
S63 Uniform Securities Agent State Law Examination 1997-03-27
  • S65 Uniform Investment Adviser Law Examination
    2000-08-07
  • S63 Uniform Securities Agent State Law Examination
    1997-03-27

View on SEC IAPD

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