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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2016-10-26 |
| TX | RA | APPROVED | 2016-10-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commerce Brokerage Services, Inc. | Garden City | KS | 07/2003 | 10/2016 |
| Commerce Bank | Garden City | KS | 07/2003 | 10/2016 |
| Wells Fargo Advisors, Llc | Garden City | KS | 10/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Garden City | KS | 11/2016 | Present |
OIL AND WELL LEASE; CHS MCPHERSON REFINERY, INC; NOT INV RELATED; MCPHERSON, KS; .026% OWNERSHIP WITH SPOUSE; START: 1/1/98; 0 HRS/MO; 0 DURING TRADING.| H & H ACRES, LLC; INV RELATED; GARDEN CITY, KS; AGRICULTURAL BUSINESS; 1% OWNERSHIP; START DATE 06/13/2025; 20 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-27 |
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