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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2019-01-02 |
| TX | RA | APPROVED_RES | 2016-11-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commerce Brokerage Services, Inc. | Garden City | KS | 08/2005 | 10/2016 |
| Commerce Bank | Garden City | KS | 09/2004 | 10/2016 |
| Wells Fargo Advisors, Llc | Garden City | KS | 10/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Garden City | KS | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-07 |
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