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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-22 |
| OK | RA | APPROVED | 2025-08-22 |
| KS | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Garden City | KS | 01/1978 | Present |
| Pruco Securities, Llc. | Garden City | KS | 01/1978 | 11/2024 |
| Lpl Enterprise, Llc | Garden City | KS | 11/2024 | Present |
1) 09/24/2024- AllHay.com, LLC- Business Entity For Tax/Investment Purposes Only-investor- Not INV Related- At Garden City, KS- Start date 01/01/2000- 1 HRS MTH- 0 HRS During Trading 2) 09/24/2024- midamericafinancialservices- DBA for LPL Business (entity for LPL business)- Website advertising- Not INV Related- At Garden City, KS- Start date 01/01/2020- 1 HRS MTH- 0 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-06 |
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