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Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 1993-08-06
  • CT RA
    APPROVED
    Since 1993-08-06

Branch Locations

427 Naubuc Ave Suite 104, Glastonbury, CT 06033 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ganesh Financial Group, Llc. Glastonbury CT 01/1991 Present
Money Concepts Capital Corp Palm Beach Gardens FL 05/1993 Present
  • 01/1991 → Present
    Ganesh Financial Group, Llc.
    Glastonbury, CT
  • 05/1993 → Present
    Palm Beach Gardens, FL
Other Businesses

1. YOGA INSTRUCTOR. APPROXIMATELY 5 HOURS PER WEEK AND SOME WEEKENDS. NON-INVESTMENT RELATED; NOT DURING REGULARY BUSINESS HOURS. 2.GANESH FINANCIAL GROUP, LLC, PO BOX 1255, GLASTONBURY, CT 06033, OWNER OR SHAREHOLDER, NON INVESTEMENT-RELATED, 20 HRS. MORE DURING SECURITIES TRADING. 3.Vidyalaxmi Properties,LLC, Commercial Property Management ,non -investment related, member, 1-20% spent on activity during non-securities hrs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-09
S63 Uniform Securities Agent State Law Examination 1993-08-24
  • S65 Uniform Investment Adviser Law Examination
    1996-02-09
  • S63 Uniform Securities Agent State Law Examination
    1993-08-24
Other Names
  • Ganesh N Iyer

View on SEC IAPD

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