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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-03-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | North Caldwell | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | North Caldwell | NJ | 11/2016 | 03/2025 |
| Wells Fargo Advisors Financial Network, Llc | Chatham | NJ | 03/2025 | Present |
EINHORN FINANCIAL ENTERPRISES, LLC; INVESTMENT RELATED; SPARTA, NJ; 100% OWNER; 03/03/2025; 200 HOURS PER MONTH; 200 HOURS DURING TRADING HOURS; FINET PRACTICE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-18 |
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