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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-06
NV RA APPROVED 1993-12-30
  • TX RA
    APPROVED
    Since 2020-03-06
  • NV RA
    APPROVED
    Since 1993-12-30

Branch Locations

7251 W Lake Mead Blvd Ste 210, Las Vegas, NV 89128 • United States

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Las Vegas NV 06/1990 03/2020
Ameriprise Financial Services, Llc Las Vegas NV 03/2020 Present
Other Businesses

Business Ownership; SP3 LLC; Tax return Filings; Manage Ameriprise Business; 11328 Altura Vista Dr, , Las Vegas, NV, 89138; Investment-Related; 08/09/2017; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-20
S63 Uniform Securities Agent State Law Examination 1992-01-29
  • S65 Uniform Investment Adviser Law Examination
    1996-09-20
  • S63 Uniform Securities Agent State Law Examination
    1992-01-29
Other Names
  • Samuel L Powers

View on SEC IAPD

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