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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-07 |
| CA | RA | APPROVED | 2018-06-26 |
Branch Locations
200 Sandpointe Ave Ste 315, Santa Ana, CA 92707 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Costa Mesa | CA | 05/2016 | 06/2018 |
| Lpl Financial | Costa Mesa | CA | 06/2018 | Present |
1)06.25.2018 - DBA FOR LPL BUSINESS - APAG GROUP - 10% - COSTA MESA, CA 2)06.25.2018 - DBA FOR LPL BUSINESS - BARRY LEVINE FINANCIAL SERVICES, INC. - 0% - COSTA MESA, CA 3) 04/10/2025 - Locktonaffinity - Investment Related - Non-Variable Insurance - AveOverland Park, KS - Start Date:03/06/2025 - 5 Hrs/Mth -3 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-10-29 |
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