Douglas Lee Ritter

Current Employers

Employment History

• 03/1992 → Present
  Reliastar Life Insurance Co
  Minneapolis, MN
• 03/1992 → Present
  Discovery Financial Centers Inc
  Red Wing, MN
• 01/1997 → 01/2021
  Dakota Street Investment Co Llc
  Red Wing, MN
• 05/2012 → 11/2017
  National Planning Corporation
  Red Wing, MN
• 11/2017 → Present
  Lpl Financial Llc
  Red Wing, MN

Previous Registrations

• 2012-05-01 → 2017-12-06
  National Planning Corporation
  El Segundo, CA
  Red Wing, MN
  Eagan, MN
  Hastings, MN
  Eagan, MN
  Los Angeles, CA
  Bloomington, MN

Other Businesses

1. 11/29/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent Insurance Agent(Life, Disability, LTC) - 5 hours per month during securities trading. 2. 11/29/2017 - Wilderness Resort Villa - Not Investment Related - Pequot Lakes MN - Real Estate Rental - Owner of vacation rental property - Start date 10/9/2015 - 8 hours per month. 3. 1/19/2018 - Discovery Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - President & CEO - Started 06/01/1992 - 160 Hours Per Month/120 Hours During Securities Trading. 4. 4/30/2018 - Discovery Financial Centers, Inc. - DBA: Discovery Financial - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 06/01/1992 - 50 Hours Per Month/40 Hours During Securities Trading. 5. 02/21/2024 - Diversified Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/16/2024 - 5 Hours Per Month/ 5 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-10-23
• S63 Uniform Securities Agent State Law Examination
  1990-11-30

Designations

Other Names

• Doug Ritter