Best Investors
Account
Sign in
Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-19 |
| IN | RA | APPROVED | 2024-06-14 |
| KY | RA | APPROVED | 2024-06-14 |
Branch Locations
325 W Main St Ste 2102, Louisville, KY 40202-4282 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Louisville | KY | 11/2004 | 06/2024 |
| Securities America Advisors, Inc. | Louisville | KY | 11/2004 | 06/2024 |
| University Of Louisville | Louisville | KY | 08/1987 | Present |
| Main Street Wealth Management, Llc | Louisville | KY | 10/2004 | Present |
| Osaic Wealth, Inc. | Louisville | KY | 06/2024 | Present |
| Osaic Wealth, Inc. | Louisville | KY | 06/2024 | Present |
1. N/A POSITION: agent NATURE: MAINSTREET WEALTH MANAGEMENT-INSURANCE BROKERAGE- AGENT INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2004 ADDRESS: 325 W. Main St., Ste. 2102, Louisville KY 40202 DESCRIPTION: provide term life insurance to clients based on need 2. DBA - MainStreet Wealth Management, LLC 3. WALDEN SCHOOL POSITION: trustee NATURE: Non-profit independent school INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/26/2025 ADDRESS: 4238 Westport Road, Louisville KY 40207, United States DESCRIPTION: Attend meetings, participate in discussions related to school governance
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-11-02 |
Reach out to this advisor