Mark Aaron Benton

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-11-10
CA	RA	APPROVED	2007-02-01

TX RA
APPROVED_RES

Since 2016-11-10
CA RA
APPROVED

Since 2007-02-01

Branch Locations

7714 Girard Ave, La Jolla, CA 92037 • United States

4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	La Jolla	CA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	La Jolla	CA	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

La Jolla, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

La Jolla, CA

Previous Registrations

2003-11-05 → 2004-03-29

Securian Financial Services, Inc.

Newport Beach, CA
2003-03-17 → 2003-06-06

Citicorp Investment Services

Poway, CA
2002-10-16 → 2002-12-11

Raymond James Financial Services, Inc.

Palm Desert, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-12-18
S63	Uniform Securities Agent State Law Examination	2000-02-07

S66 Uniform Combined State Law Examination

2006-12-18
S63 Uniform Securities Agent State Law Examination

2000-02-07

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews