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Eileen Robin Frohman

LPl Enterprise, LLC

White Plains, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-11-14
NY RA APPROVED 2024-11-14
  • CT RA
    APPROVED
    Since 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

360 Hamilton Ave 9Th Floor, White Plains, NY 10601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Funds, Llc Boston MA 06/2012 08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 08/2017 10/2019
Fisher Investments Canas WA 10/2019 03/2020
Sable Capital, Llc Charlotte NC 09/2021 11/2021
Unemployed Darien CT 04/2020 09/2021
Laffer Tengler Investments, Inc. Nashville TN 09/2021 11/2021
Gold Bullion International, Llc New York NY 11/2021 11/2022
R Cubed Global Capital, Llc Plantation FL 11/2022 09/2023
Northern Lights Distributors, Llc Elkhorn NE 11/2022 09/2023
Pruco Securities Llc White Plains NY 09/2023 11/2024
The Prudential Insurance Company Of America White Plains NY 09/2023 Present
Lpl Enterprise, Llc White Plains NY 11/2024 Present
  • 06/2012 → 08/2017
    John Hancock Funds, Llc
    Boston, MA
  • 08/2017 → 10/2019
    Stamford, CT
  • 10/2019 → 03/2020
    Canas, WA
  • 09/2021 → 11/2021
    Sable Capital, Llc
    Charlotte, NC
  • 04/2020 → 09/2021
    Unemployed
    Darien, CT
  • 09/2021 → 11/2021
    Nashville, TN
  • 11/2021 → 11/2022
    Gold Bullion International, Llc
    New York, NY
  • 11/2022 → 09/2023
    R Cubed Global Capital, Llc
    Plantation, FL
  • 11/2022 → 09/2023
    Northern Lights Distributors, Llc
    Elkhorn, NE
  • 09/2023 → 11/2024
    White Plains, NY
  • 09/2023 → Present
    The Prudential Insurance Company Of America
    White Plains, NY
  • 11/2024 → Present
    White Plains, NY
Previous Registrations
Other Businesses

1. 11/14/2024 - Adrienne frohman ttee eileen frohman ttee - Act in a Fiduciary Capacity - Hauppauge, NY - NOT INV REL - Start Date 01/01/2006 - 0hrs/mth 2. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-30
S63 Uniform Securities Agent State Law Examination 1994-03-25
  • S66 Uniform Combined State Law Examination
    2005-03-30
  • S63 Uniform Securities Agent State Law Examination
    1994-03-25
Other Names
  • Eileen Robin Frohman
  • Eileen Frohman

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