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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-11-14 |
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
360 Hamilton Ave 9Th Floor, White Plains, NY 10601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Funds, Llc | Boston | MA | 06/2012 | 08/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 08/2017 | 10/2019 |
| Fisher Investments | Canas | WA | 10/2019 | 03/2020 |
| Sable Capital, Llc | Charlotte | NC | 09/2021 | 11/2021 |
| Unemployed | Darien | CT | 04/2020 | 09/2021 |
| Laffer Tengler Investments, Inc. | Nashville | TN | 09/2021 | 11/2021 |
| Gold Bullion International, Llc | New York | NY | 11/2021 | 11/2022 |
| R Cubed Global Capital, Llc | Plantation | FL | 11/2022 | 09/2023 |
| Northern Lights Distributors, Llc | Elkhorn | NE | 11/2022 | 09/2023 |
| Pruco Securities Llc | White Plains | NY | 09/2023 | 11/2024 |
| The Prudential Insurance Company Of America | White Plains | NY | 09/2023 | Present |
| Lpl Enterprise, Llc | White Plains | NY | 11/2024 | Present |
1. 11/14/2024 - Adrienne frohman ttee eileen frohman ttee - Act in a Fiduciary Capacity - Hauppauge, NY - NOT INV REL - Start Date 01/01/2006 - 0hrs/mth 2. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-25 |
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