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Michael Francis Murray

Principal Securities, Inc.

Des Moines, IA

Sanbornville, NH

Bow, NH

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-09-19
  • NH RA
    APPROVED
    Since 2023-09-19

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Sanbornville, NH • United States

Bow, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Concord NH 09/2006 02/2017
Lincoln Financial Securities Corporation Concord NH 07/2008 02/2017
Unemployed Bow NH 02/2017 07/2018
Principal Life Insurance Company Des Moines IA 07/2018 Present
Principal Securities Inc Des Moines IA 08/2018 Present
  • 09/2006 → 02/2017
    Lincoln Financial Advisors
    Concord, NH
  • 07/2008 → 02/2017
    Lincoln Financial Securities Corporation
    Concord, NH
  • 02/2017 → 07/2018
    Unemployed
    Bow, NH
  • 07/2018 → Present
    Principal Life Insurance Company
    Des Moines, IA
  • 08/2018 → Present
    Principal Securities Inc
    Des Moines, IA
Previous Registrations
  • 2009-09-29 → 2017-02-09
    Osaic Fs, Inc.
    Portsmouth, NH
    Waltham, MA
    Warwick, RI
    Worcester, MA
    Shrewsbury, MA
    Jamaica Plain, MA
    Portland, ME
    Concord, NH
    Fort Wayne, IN
    Radnor, PA
    Concord, NH
    Radnor, PA
    Radnor, PA
  • 2009-10-14 → 2016-12-31
    Osaic Fa, Inc.
    Concord, NH
    Concord, NH
    Radnor, PA
    Fort Wayne, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-23
S63 Uniform Securities Agent State Law Examination 1990-09-25
  • S65 Uniform Investment Adviser Law Examination
    1999-12-23
  • S63 Uniform Securities Agent State Law Examination
    1990-09-25
Other Names
  • Michael F Murray

View on SEC IAPD

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AVANTAX PLANNING PARTNERS, INC.
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RICHARD STEVENS YODER
AARON PLASKAS
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Penny Sue Hein

Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

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