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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-30 |
| KY | RA | APPROVED | 2025-07-22 |
Branch Locations
7511 New La Grange Road, Louisville, KY 40222 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Louisville | KY | 04/2015 | 04/2018 |
| Unemployed | Louisville | KY | 04/2018 | 05/2018 |
| Jjb Hilliard Wl Lyons, Llc | Louisville | KY | 05/2018 | 04/2019 |
| Morgan Stanley | Louisville | KY | 04/2019 | 06/2025 |
| Sanctuary Securities, Inc. | Indianapolis | IN | 07/2025 | Present |
| Sanctuary Advisors Llc | Indianapolis | IN | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-27 |
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