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Yvonne Marie Wood

Mercer Global Advisors Inc.

Santa Barbara, CA

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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-13
NJ RA APPROVED 2026-02-11
ID RA APPROVED 2026-01-20
MN RA APPROVED 2026-01-20
LA RA APPROVED 2023-08-25
TX RA APPROVED 2023-08-25
PA RA APPROVED 2018-02-08
CA RA APPROVED 2008-07-11
  • FL RA
    APPROVED
    Since 2026-05-13
  • NJ RA
    APPROVED
    Since 2026-02-11
  • ID RA
    APPROVED
    Since 2026-01-20
  • MN RA
    APPROVED
    Since 2026-01-20
  • LA RA
    APPROVED
    Since 2023-08-25
  • TX RA
    APPROVED
    Since 2023-08-25
  • PA RA
    APPROVED
    Since 2018-02-08
  • CA RA
    APPROVED
    Since 2008-07-11

Branch Locations

222 East Carillo Street Suite 400, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mercer Global Advisors Inc. Santa Barbara CA 10/2015 03/2021
Mercer Global Advisors Inc. Santa Barbara CA 03/2021 Present
Previous Registrations
  • 1997-05-14 → 2008-07-10
    Mercer Advisors
    Santa Barbara, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-20
S63 Uniform Securities Agent State Law Examination 1990-08-03
  • S65 Uniform Investment Adviser Law Examination
    1994-06-20
  • S63 Uniform Securities Agent State Law Examination
    1990-08-03
Designations
Other Names
  • Yvonne M Wood

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

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