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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-08 |
| WA | RA | APPROVED | 2001-04-17 |
Branch Locations
303 5Th Avenue South Suite 100, Edmonds, WA 98020-3626 • United States
Arlington, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Everet | WA | 03/2008 | 04/2017 |
| Rbc Capital Markets, Llc | Edmonds | WA | 04/2017 | Present |
(1) PS SQUARED; 5210 233 PL NE ARLINGTON, WA 98223; NETWORK MARKETING OF ESSENTIAL SERVICES OF CELL PHONES, INTERNET SERVICES AND TELEVISION; PROJECTED START DATE: 11/22/13; PROJECTED END DATE: 11/01/16; OWNER-PASSIVE; NO DUTIES REQUIRED; 0 HOURS WILL BE DEVOTED TO THIS ACTIVITY PER MONTH; 0 HOURS WILL BE DEVOTED TO THIS ACTIVITY DURING SECURITY TRADING HOURS. (2) MARYSVILLE FOURSQUARE CHURCH; ADDRESS: 11911 STATE AVE MARYSVILLE, WA 98271; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: FOURSQUARE CHURCH; CAPACITY: COMMITTEE/COUNCIL MEMBER (NOT ASSOCIATED WITH THE BOARD OF DIRECTORS); START DATE: 03/01/2019; DUTIES: HELP WITH BUDGETING CHURCHE'S CASH FLOW; HOURS DEVOTED PER MONTH: 01; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-26 |
| S65 | Uniform Investment Adviser Law Examination | 1992-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-05 |
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