Best Investors Account Sign in
Claim This Profile
Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2007-02-09
  • CT RA
    APPROVED
    Since 2007-02-09

Branch Locations

120 Hebron Avenue Suite 2B, Glastonbury, CT 06033 • United States

Hebron, CT • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Equity Services, Inc. East Hartford CT 01/2007 Present
Previous Registrations
Other Businesses

MAFFE FINANCIAL GROUP, 79 PRENTICE HILL RD,HEBRON, CT 06248,INV REL, INSURANCE, AGENT, 01/18/2007, 140 HOURS PER MONTH DURING TRD/HRS, SALES OF INSURANCE, LIFE, DISABILITY, LTC*RANDALL MCGOVERN,79 PRENTICE HILL RD,HEBRON,CT 06248,10/16/2018,ONGOING,INV REL,JOINT-POA-FOR FATHER WITH BROTHER,NOT DURING TRD/HRS,1 HR/MTH*MACGOVERN FINANCIAL SERVICES, LLC,79 PRENTICE HILL RD,HEBRON,CT 06248,01/01/2023,ONGOING,INV REL,DURING TRD/HRS,TAX PURPOSES ONLY,MEMBER,1%. .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-11-08
  • S63 Uniform Securities Agent State Law Examination
    1991-11-08
Other Names
  • Randall Harding Mac Govern

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Glastonbury, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor