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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-11-25 |
| FL | RA | APPROVED | 2008-01-04 |
Branch Locations
6905 N. Wickham Road Suite 200, Melbourne, FL 32940 • United States
Malabar, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Melbourne | FL | 01/2008 | Present |
1) Name of Business: Florida Whips./ Address: 1940 SE 114th Ave MorristonFlorida United States 32668./ Investment Related: No./ Nature: We are a statewide, not-for-profit driving association dedicated to the fun, sport and tradition of carriage driving. We offer education, clinics, competitions, social gatherings, and other activities. A "Whip" is the term used to describe the driver of the carriage. Dedicated to the activities of horse-carriage driving./ Role: Member of Board of directors./ Duty: Coordinate events in Southeast Florida./ Start Date: 9/1/2023./ Time Required: No.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 1990-06-21 |
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