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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-11-03
  • IA RA
    APPROVED
    Since 2023-11-03

Branch Locations

Des Moines, IA • United States

3737 Woodland Avenue Suite 500, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Des Moines IA 01/2002 11/2023
Osaic Wealth, Inc. West Des Moines IA 11/2023 Present
  • 01/2002 → 11/2023
    Fsc Securities Corporation
    Des Moines, IA
  • 11/2023 → Present
    West Des Moines, IA
Previous Registrations
  • 2002-02-20 → 2023-11-03
    Fsc Securities Corporation
    West Des Moines, IA
    West Des Moines, IA
  • 2002-02-04 → 2015-12-10
    Diversified Financial Advisory Group, Inc.
    West Des Moines, IA
Other Businesses

1. DBA - DIVERSIFIED FINANCIAL GROUP 2. INSURANCE BUSINESS 3. CORP RIA - FSC SECURITIES CORPORATION

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-06-04
  • S63 Uniform Securities Agent State Law Examination
    1990-06-04

View on SEC IAPD

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