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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-04-03 |
| WI | RA | APPROVED | 2013-12-20 |
Branch Locations
500 2Nd St S Ste 101, La Crosse, WI 54601 • United States
510 Amy Dr Ste 102, Holmen, WI 54636 • United States
Holmen, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | La Crosse | WI | 12/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Lacrosse | WI | 03/2020 | Present |
Business Ownership; Ruger Enterprises LLC; Owner; Manage Ameriprise Business; 910 Saddlewood Street, , Holmen, WI, 54636; Investment-Related; 08/26/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Holmen School District; Varsity Assistant Basketball Coach - Coach high school varsity basketball; ; 1100 McHugh Road, , Holmen, WI, 54636; Not Investment-Related; 11/13/2023; 10 to 19 hours per month; 0 during trading hours / Ruger Enterprises, LLC; Owner; Manage advisory business; 910 Saddlewood Street, , Holmen, WI, 54636; Investment-Related; 02/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Holmen Youth Baseketball; Treasurer; PO Box 638, , Holmen, WI, 54636; Not Investment-Related; 08/15/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-21 |
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