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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-11-28 |
| IA | RA | APPROVED | 1999-01-01 |
Branch Locations
2716 Grand Ave, Des Moines, IA 50312 • United States
Des Moines, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Des Moines | IA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Des Moines | IA | 03/2020 | Present |
Independent Insurance Brokering; Mutual of Omaha; 06/01/2008; / US Financial; 05/01/2000; . Business Ownership; sterling investments llc; ; rental properties; 420 51st stdes moines iowa, ,; ; ; 1 to 9 hours per month; / wealth building on grand llc; ; run my ameriprise financial planning bz out of here; 2716 grand ave des moines iowa, ,; ; ; 1 to 9 hours per month; / Barzen Enterprises, LLC; Co-owner; Manage Ameriprise Business; 2716 Grand Ave, , Des Moines, IA, 50312; Investment-Related; 03/01/2024; 1 to 9 hours per month; 0 during trading hours / Gabriel House, LLC; Owner; Real Estate; 1701 Pennsylvania Ave, , Des Moines, IA, 50316; Not Investment-Related; 09/01/2024; 10 to 19 hours per month; 0 during trading hours. Board of Directors; Des Moines historical society; President; Des Moines, iowa, ,; ; 01/24/2015; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Barzen Enterprises, LLC; Owner; Manage advisory business; 2716 Grand Ave, , Des Moines, IA, 50312; Investment-Related; 03/01/2024; 60 hours per month; 60 during trading hours. Other Business Activities; Gabriel House Sessions; Art and Music event at the Gabriel House - a historic mansion - done 3 times per year. No compensation received - just are way of supporting the arts in Des Moines.; 1701 Pennsylvania Ave, , Des Moines, IA, 50316; Not Investment-Related; 05/11/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-03-02 |
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