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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-11-28
IA RA APPROVED 1999-01-01
  • TX RA
    APPROVED_RES
    Since 2016-11-28
  • IA RA
    APPROVED
    Since 1999-01-01

Branch Locations

2716 Grand Ave, Des Moines, IA 50312 • United States

Des Moines, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Des Moines IA 09/2005 03/2020
Ameriprise Financial Services, Llc Des Moines IA 03/2020 Present
Other Businesses

Independent Insurance Brokering; Mutual of Omaha; 06/01/2008; / US Financial; 05/01/2000; . Business Ownership; sterling investments llc; ; rental properties; 420 51st stdes moines iowa, ,; ; ; 1 to 9 hours per month; / wealth building on grand llc; ; run my ameriprise financial planning bz out of here; 2716 grand ave des moines iowa, ,; ; ; 1 to 9 hours per month; / Barzen Enterprises, LLC; Co-owner; Manage Ameriprise Business; 2716 Grand Ave, , Des Moines, IA, 50312; Investment-Related; 03/01/2024; 1 to 9 hours per month; 0 during trading hours / Gabriel House, LLC; Owner; Real Estate; 1701 Pennsylvania Ave, , Des Moines, IA, 50316; Not Investment-Related; 09/01/2024; 10 to 19 hours per month; 0 during trading hours. Board of Directors; Des Moines historical society; President; Des Moines, iowa, ,; ; 01/24/2015; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Barzen Enterprises, LLC; Owner; Manage advisory business; 2716 Grand Ave, , Des Moines, IA, 50312; Investment-Related; 03/01/2024; 60 hours per month; 60 during trading hours. Other Business Activities; Gabriel House Sessions; Art and Music event at the Gabriel House - a historic mansion - done 3 times per year. No compensation received - just are way of supporting the arts in Des Moines.; 1701 Pennsylvania Ave, , Des Moines, IA, 50316; Not Investment-Related; 05/11/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-03-02
  • S63 Uniform Securities Agent State Law Examination
    1990-03-02
Other Names
  • David G Barzen

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