Roger Kent Ratliff

Current Employers

Employment History

• 02/2014 → 12/2019
  Cetera Advisors Llc
  Garden City, KS
• 12/2019 → Present
  Raymond James Financial Services, Inc.
  Garden City, KS
• 12/2019 → Present
  Raymond James Financial Services Advisors, Inc.
  Garden City, KS
• 01/2016 → Present
  Ratliff Financial Llc
  Garden City, KS
• 02/2013 → Present
  Pishny Financial Services Lc
  Garden City, KS

Previous Registrations

• 2014-01-10 → 2019-12-02
  Cetera Advisors Llc
  Garden City, KS
• 2007-01-19 → 2014-01-09
  Edward Jones
  Smith Center, KS

Other Businesses

(1)Name of Business: Ratliff Financial LLC Address: 1521 E Fulton Ter, Garden City, KS, 67846-6165, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Renting Office Space to Jacque Timson Accounting (2)Name of Business: Ratliff Financial LLC Address: 1521 E Fulton Ter, Garden City, KS, 67846, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: Yes Start Date: 01/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC Owner

Exams

• S66 Uniform Combined State Law Examination
  2006-12-21
• S63 Uniform Securities Agent State Law Examination
  1990-04-02