Roy Corr

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-10-10

Branch Locations

200 Station Drive, Westwood, MA 02090 • United States

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-10-10

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
First Republic Investment Management, Inc.	Los Angeles	CA	12/2015	07/2018
Unique, Inc.	Simi Valley	CA	07/2018	01/2020
Faraday Capital, L.P.	Fort Worth	TX	03/2020	03/2024
Citizens Securities, Inc.	Tarrytown	NY	06/2024	Present
Citizens Private Wealth	Tarrytown	NY	03/2024	Present
Citizens Bank	Tarrytown	NY	06/2024	Present

2022-07-28 → 2024-07-11

Faraday Capital, L.P.

Rocklin, CA
2020-04-11 → 2020-12-31

Faraday Capital, L.P.

Rocklin, CA
2015-12-17 → 2018-08-08

J.P. Morgan Private Wealth Advisors Llc

Los Angeles, CA

San Francisco, CA
2015-06-25 → 2015-09-17

Salem Partners Wealth Management, Llc

Los Angeles, CA
2006-07-27 → 2010-08-24

Guggenheim Partners Investment Management, Llc

Santa Monica, CA
2004-03-09 → 2006-05-18

Asset Consulting Group, Llc

St. Louis, MO

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-01-16
S65	Uniform Investment Adviser Law Examination	2015-06-25

Other Firms