David Grad Halper

Current Employers

Employment History

• 04/2016 → 05/2018
  Kestra Financial Services, Inc.
  Austin, TX
• 05/2018 → 12/2023
  Purshe Kaplan Sterling Investments, Inc
  Albany, NY
• 05/2018 → Present
  Trivium Point Advisory Llc
  Westport, CT
• 12/2023 → Present
  Lpl Financial Llc
  Westport, CT

Previous Registrations

• 2016-04-18 → 2018-05-23
  Kestra Advisory Services, Llc
  Westport, CT
• 1999-02-11 → 2016-09-22
  Kestra Investment Services, Llc
  Westport, CT
  Westport, CT

Other Businesses

1- 12/15/2023 - PFP Management LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 12/15/2023 - 0 Hours Per Month/ During Trading 2- 12/15/2023 - PFP Holdings LLC - Tax Prep/Accounting/CPA - Not Investment Related - At Reported Business Location(s) - Start Date 12/15/2023 - 0 Hours Per Month/ During Trading 3- 12/15/2023 - Trivium Point Insurance Group, LLC / Non-Variable Insurance / Investment Related / At Reported Business Location(s) - Start Date 12/15/2023 - 173 hrs month / 30 hrs during trading. 4- 12/15/2023 / Trivium Point Accounting - Tax Prep / Accounting / CPA - Investment Related - At Reported Business Location(s) - Start Date 12/15/2023 - 0 Hours Per Month/ During Trading 5- 12/15/2023 - Trivium Point Advisory - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/15/2023 - 0 Hours Per Month/ During Trading 6- 12/19/2023 - TRIVIUM POINT ADVISORY, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 12/15/2023 - 160 Hours Per Month/ 0 Hours During Trading - I provide investment advisory services through Trivium Point Advisory, LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7- 02/26/2024 - Trivium Point Holdings LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 173 Hours Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-16
• S63 Uniform Securities Agent State Law Examination
  1990-02-12

Designations

Other Names

• Dave Halper