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Kimberly Michelle Hunter

Wells Fargo Clearing Services, LLC

Las Vegas, NV

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-22
NV RA APPROVED 2019-02-11
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2026-02-22
  • NV RA
    APPROVED
    Since 2019-02-11
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

8474 Rozita Lee Ave Ste 400, Las Vegas, NV 89113 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Santa Rosa CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Santa Rosa CA 11/2016 Present
Previous Registrations
  • 2001-05-15 → 2011-01-03
    Wells Fargo Investments, Llc
    Santa Rosa, CA
    Santa Rosa, CA
    Santa Rosa, CA
    Sebastopol, CA
Other Businesses

CHILD PARENT INSTITUE, INV RELATED, SANTA ROSA, CA, FINANCE COMMITTEE MEMBER, START 1/1/2020, .5 HOURS PER MONTH, ZERO HOURS DURING TRADING, DISCUSSING BUDGETAND ANNUAL AUDIT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-14
S63 Uniform Securities Agent State Law Examination 1990-10-01
  • S65 Uniform Investment Adviser Law Examination
    1998-04-14
  • S63 Uniform Securities Agent State Law Examination
    1990-10-01
Other Names
  • Kimberly Hunter
  • Kimberly Michelle Hagman

View on SEC IAPD

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AI AGENT CAPITAL, LLC · LAS VEGAS, NV
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