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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-02 |
| KY | RA | APPROVED | 2002-09-27 |
Branch Locations
295 N. Hubbards Lane Suite 101, Louisville, KY 40207-8206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Louisville | KY | 09/2002 | Present |
| Charles Schwab Bank, Ssb | Louisville | KY | 02/2005 | Present |
Barnabas Care Ministry|Investment Related:No|3900 Burning Bush Rd;Louisville;KY;40241;USA|Nonprofit Charitable Organizations|Board Member|2018-03-20|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Barnabas Care Ministry is a small non-profit that assist individuals that are struggling in some capacity. I am on the board and help guide the mission of the ministry. My role does not deal with finances or investments.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-03-09 |
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