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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| CT | RA | APPROVED | 2018-05-15 |
| TX | RA | APPROVED | 2015-10-15 |
| NJ | RA | APPROVED | 2014-05-21 |
Branch Locations
350 Main St Floor 2 , Huntington, NY 11743 • United States
216 Old Country Rd, Floor 02, Mineola, NY 11501 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Seaford | NY | 03/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-13 |
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