Ritas Rose Smith

Current Employers

Employment History

• 01/1977 → Present
  Ritas Smith & Associates
  Torrance, CA
• 08/2009 → 10/2017
  National Planning Corporation
  Torrance, CA
• 10/2017 → Present
  Securities America Inc.
  Torrance, CA
• 10/2017 → Present
  Securities America Advisors
  Torrance, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Torrance, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Torrance, CA

Previous Registrations

• 2017-10-17 → 2024-06-14
  Securities America Advisors, Inc.
  Torrance, CA
• 2009-08-14 → 2017-10-24
  National Planning Corporation
  Torrance, CA
  Torrance, CA
• 2004-08-16 → 2009-08-18
  Associated Planners Investment Advisory Inc
  Torrance, CA

Other Businesses

1. Name: Ritas Smith & Associates Position: Tax Preparer - Nature: Ritas Smith & Associates Tax Planning and Preparation. - Investment Related: No - Hours: 60 - Securities Trading Hours: 16 - Start Date: 02/01/1978 - Address: 25500 Hawthorne, 1160, Torrance CA 90505, United States - Description: Meeting with tax clients, consulting regarding tax liability, preparing tax returns. For a few clients we perform bookkeeping activities. 2. FRIENDS OF TORRANCE THEATRE CO POSITION: Treasurer NATURE: Non Profit 501 C3 Friends of Torrance Theatre Company INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: 1316 Cabrillo, Torrance CA 90501, United States DESCRIPTION: Maintain quick books for the non profit file annual tax return

Exams

• S66 Uniform Combined State Law Examination
  2004-06-03
• S63 Uniform Securities Agent State Law Examination
  1991-05-07